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FSA fines Nomura £1.75 million
25 November 2009
The Financial Services Authority (FSA) has fined Nomura International Plc £1.75 million for widespread systems and controls failings around book marking within its International Equity Derivatives business.
The Financial Services Authority (FSA) has fined Nomura International Plc (Nomura) £1.75 million for widespread systems and controls failings around book marking within its International Equity Derivatives (IED) business.
The systems and controls around marking the IED books fell far short of those expected by the FSA for a business trading complex...
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