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RMA Conference report: Enter the regulators

16 October 2009

Day two of the annual RMA conference in Miami saw possible changes to industry regulation being discussed.

A panel called ‘Financial market regulation - What does the future hold for us?’ heard from regulatory heavyweights the Securities & Exchange Commission (SEC) and the Federal Reserve Bank of New York.Delegates at the session were told that a private sector task force - the Tri-party Repurchase...


 

Poll

What will UCITS IV mean to the market?

It will increase economies of scale and reduce costs for UCITS investors
34%
It will provide more choice, transparency and investor protection
17%
It will encourage the consolidation of funds
17%
It will result in a push by firms to domicile in a single location as opposed to multiple
17%
No real effect at all
14%